-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PgK0frwyUBQIpHRdSf0GbEjGQ/XX7LbMUCAevCxm1+Kx5HAPbalTDON+NmLvfXbk OED9rriR1P3cb2spYbYJdQ== 0001374170-10-000005.txt : 20100203 0001374170-10-000005.hdr.sgml : 20100203 20100203094801 ACCESSION NUMBER: 0001374170-10-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100203 DATE AS OF CHANGE: 20100203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Artio Global Investors Inc. CENTRAL INDEX KEY: 0001419178 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 136174048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85038 FILM NUMBER: 10569062 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-297-3600 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Julius Baer Americas Inc. DATE OF NAME CHANGE: 20071121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Norges Bank CENTRAL INDEX KEY: 0001374170 IRS NUMBER: 000000000 STATE OF INCORPORATION: Q8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BANKPLASSEN2 STREET 2: P.O BOX 1179 SENTRUM CITY: OSLO STATE: Q8 ZIP: 0107 BUSINESS PHONE: 004722316922 MAIL ADDRESS: STREET 1: BANKPLASSEN2 STREET 2: P.O BOX 1179 SENTRUM CITY: OSLO STATE: Q8 ZIP: 0107 SC 13G/A 1 efc10-0302_formsc13g.txt DISCLOSURE >5% UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 - ------------------------------------------------------------------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Artio Global Investors Inc. ---------------------------------------------- (Name of Issuer) Class A Common Stock, par value USD 0.001 per share ----------------------------------------------------- (Title of Class of Securities) 04315B107 --------------------- (CUSIP Number) December 31, 2009 ---------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on following pages Page 1 of 5 Pages SCHEDULE 13G CUSIP No.: 04315B107 Page 2 of 5 Pages ................................................................................. 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). NORGES BANK (THE CENTRAL BANK OF NORWAY) ................................................................................. 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] N/A ................................................................................. 3. SEC Use Only ................................................................................. 4. Citizenship or Place of Organization NORWAY ................................................................................. Number of 5. Sole Voting Power 1,825,058 Shares Beneficially ................................................................ Owned by Each Reporting 6. Shared Voting Power 0 Person With ................................................................ 7. Sole Dispositive Power 1,825,058 ................................................................ 8. Shared Dispositive Power 0 ................................................................................. 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,825,058 ................................................................................. 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) N/A ................................................................................. 11. Percent of Class Represented by Amount in Row (9) 6.60% based on 27,651,080 issued Class A shares ................................................................................. 12. Type of Reporting Person: OO CUSIP No.: 04315B107 Page 3 of 5 Pages Item 1(a). Name of Issuer: Artio Global Investors Inc. (the "Issuer"). Item 1(b). Address of Issuer's Principal Executive Offices: 330 Madison Avenue New York, NY 10017 United States of America Item 2(a). Name of Person Filing: This Statement is filed on behalf of each of the following persons (collectively, the "Reporting Persons"): NORGES BANK (CENTRAL BANK OF NORWAY) Item 2(b). Address of Principal Business Office or, if None, Residence: Bankplassen 2 PO Box 1179 Sentrum NO 0107 Oslo Norway Item 2(c). Citizenship: Norwegian Item 2(d). Title of Class of Securities: Class A Common Stock, par value USD 0.001 per share Item 2(e). CUSIP Number: 04315B107 Item 3. If This Statement is Filed Pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a: This Item 3 is not applicable. Item 4. Ownership: Item 4(a) Amount Beneficially Owned As of December 31, 2009, Norges Bank may be deemed to be the benficial owner of 1,825,058 Class A shares. Item 4(b) Percent of Class: The number of Shares which Norges Bank may be deemed to be the beneficial owner constitutes approximately 6.60% of the total number of Class A shares outstanding. Page 4 of 5 Pages Item 4(c) Number of Shares of which such person has: NORGES BANK (CENTRAL BANK OF NORWAY) (i) Sole power to vote or direct the vote: 1,825,058 (ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or direct the disposition of: 1,825,058 (iv) Shared power to dispose or direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: This Item 5 is not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: This Item 6 is not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: This Item 7 is not applicable. Item 8. Identification and Classification of Members of the Group: This Item 8 is not applicable. Item 9. Notice of Dissolution of Group: This Item 9 is not applicable. Item 10. Certification: By signing below each of the Reporting Persons certifies that, to the best of their knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. NORGES BANK Date: February 3, 2010 By: /s/ Jonas Lexmark ---------------------- Name: Jonas Lexmark Title: Analyst -----END PRIVACY-ENHANCED MESSAGE-----